©  SAR, LLC. 2020

Bethesda, MD

The D&O Tool provides public company corporate governance counsel, insurance underwriters, and brokers that place executive liability insurance policies with on-demand, near real-time event study analysis to attain SCA Risk Exposure and Severity to make data-driven pricing and policy limit determinations.


The D&O Tool provides senior level public company D&O underwriting professionals, excess and surplus providers, and brokers with the quantification of SCA exposure on a near real-time basis for any company listed on a U.S. exchange.  The tool delivers on-demand and near real-time company-specific event study analysis to accurately identify adverse events that may substantiate an alleged claim of securities fraud.

Achieve superior underwriting performance by attaining company-specific reports of your insureds exposure from potential adverse events that may trigger an event-driven securities class action. 

Get access to on-demand and substantive SCA risk analysis based on potential adverse company-specific events that may substantiate a potential claim that alleges violations of Section 10(b) and 20(a) of the Exchange Act under Rule 10(b)-5.  D&O underwriting professionals equipped with independent and on-going assessments of a U.S.-listed company's exposure to a potential securities class action can respond faster to adverse events that have materialized during the preceding two years.  More accurate information delivered faster will result in greater underwriting performance to improve D&O loss mitigation in an environment of increasing SCA frequency.  Avoid mispricing a public company D&O policy without having near real-time data and analysis of SCA exposure and potential loss. 


The tool delivers substantive analysis of SCA exposure from a potential claim that alleges violations of the Federal Securities Laws.  Exposure is quantified based on a high-risk sample of potential adverse events that may be deemed to be corrective by emerging Plaintiffs counsel that continuously monitor institutional pension funds' holdings.  Be alert and track your insureds exposure or use it to verify a prospects SCA risk profile.  


Attain an independent ranking of a public company's SCA risk to support pricing changes and to determine policy limits using data-driven and near real-time information.

The D&O Tool is cloud-based and used to perform on-going multivariate regression analyses for any set of U.S.-listed companies to deliver robust and verifiable event study analysis.  After the U.S. markets close for trading, the tool continuously identifies high-risk samples of adverse events that surpass thresholds of price impact based on company-specific information that has been disseminated to participants in the market during the preceding two years.  Based on empirical stock price behavior, and the corresponding company-specific information that has been released, we independently quantify SCA exposure for any company listed on a U.S. exchange.  Potential adverse events are flagged and tracked for the designated set of companies selected by the User.  This empowers industry professionals to maintain an easily-accessible record of adverse events that increase the risk profile of their insured.  Get independent data and analysis of a prospects SCA risk profile or to re-evaluate a D&O policy based on SCA exposure.  Identify high-risk insureds by comparing SCA exposure from an independent data source.